Momodou Mbenga
Atlanta
Summary
Client-focused financial professional and recent MBA graduate with a Certificate in Technology & Leadership and extensive experience in brokerage operations, client relationship management, and financial advisory services. FINRA-licensed in multiple securities disciplines including Series 7, 66, and 24. Demonstrated ability to manage complex client portfolios, provide fiduciary advice, and deliver exceptional high-net-worth service. Fluent in English, French, and Wolof, with a strong background in financial analysis, trading operations, and team mentorship.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Senior Operations Specialist
The Strategic Financial Alliance (SFA)
Atlanta
11.2024 - Current
- Supported independent advisors of an introducing broker-dealer and RIA, facilitating operations and trading support.
- Processed high-value trades, wires, ACAT/non-ACAT transfers, and securities re-registration via Pershing NETX.
- Reviewed alternative investment trade documents and executed direct business with fund companies.
- Performed CIP/OFAC reviews using LexisNexis for account onboarding.
- Utilized financial technologies including DST Vision, Broadridge, and Albridge.
Senior Client Relationship Manager – Active Trader Services
Morgan Stanley E*TRADE
Alpharetta
05.2022 - 10.2024
- Serviced high-net-worth clients on equities, options, ETFs, and mutual fund trades using E
- TRADE Genie.
- Onboarded over $5 million in new assets to Morgan Stanley’s advisory platform.
- Used Bloomberg to research CUSIP data and identify delisted securities eligible for worthless write-offs.
- Advised clients on margin calls, dividend elections, and complex option exercises.
- Facilitated IRA distributions, account transfers, and wire requests while ensuring regulatory accuracy.
- Managed client portfolios to ensure satisfaction and retention.
- Developed strong relationships with clients through regular communication.
Dealer Financial Analyst – Dealer Financial Services
American Honda Finance Corporation
Alpharetta
06.2021 - 05.2022
- Reviewed and recommended dealership credit line increases based on financial performance and payment history.
- Audited business and personal financials to assess credit risk and maintain portfolio quality.
- Supported underwriting for various lending products including marine, powersports, and auto financing.
Team Member
State Farm Insurance
Gainesville
01.2018 - 06.2021
- Processed legal policy modifications via NECHO, including lienholder changes and vehicle additions.
- Provided guidance on insurance coverage, compliance, and requirements under Georgia state law.
- Certified with State Farm Bank; assisted clients with credit card applications and deposit products.
- Contributed to achieving monthly sales targets across life, auto, fire, and health insurance products.
Education
MBA - Business Administration
University of North Georgia
Dahlonega, GA08-2025
Bachelor of Science - Finance
University of North Georgia
Dahlonega, GA05.2021
Associate - Political Science
University of North Georgia
Dahlonega, GA12.2018
Skills
- Wealth Advisory & Relationship Management
- Fiduciary Responsibility & Regulatory Compliance
- High-Net-Worth Client Service & Trading
- Investment Products: Stocks, Options, ETFs, Mutual Funds, SMAs
- Portfolio Monitoring & Risk Management
- Strategic & Financial Planning
- Financial Technologies: Bloomberg, Pershing NETX, DST Vision, Broadridge, Albridge
- Leadership & Mentoring
- Data analysis
Websites
Certification
- FINRA Licenses: Series 7, 3, 24, 63, 66, SIE
- Registered Broker: Licensed in all 50 U.S. states and territories
- Insurance: Former Property & Casualty Licensed Agent (GA)
- Technical Certifications: Certified in Microsoft Windows, Ubuntu/Linux, MacOS
Leadership Experience
Enactus USA – University of North Georgia Chapter, Vice President, 2019, 2020, Team Member, 2018, 2019, Led and supported community initiatives aligned with UN development goals, including digital literacy and entrepreneurship for underserved populations in developing countries.
Languages
French
Professional
Wolof
Professional
Accomplishments
- Inducted to Betta Gamma Sigma awarded to top 20% of Graduate program.
Timeline
Senior Operations Specialist
The Strategic Financial Alliance (SFA)
11.2024 - Current
Senior Client Relationship Manager – Active Trader Services
Morgan Stanley E*TRADE
05.2022 - 10.2024
Dealer Financial Analyst – Dealer Financial Services
American Honda Finance Corporation
06.2021 - 05.2022
Team Member
State Farm Insurance
01.2018 - 06.2021
MBA - Business Administration
University of North Georgia
Bachelor of Science - Finance
University of North Georgia
Associate - Political Science
University of North Georgia
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