Steve Walsh
Atlanta
Summary
Investment professional with 13 years of experience spanning advisor engagement, capital markets, and compliance across mutual funds, ETFs, SMAs, and hedge funds. Combines technical depth and regulatory understanding with the ability to deliver clear, actionable portfolio insights to a variety of advisors. Experienced in TCX delivery, data-driven business planning, and developing tactical portfolio solutions in response to evolving market conditions. Known for a disciplined, analytical, and client-centered approach that builds trust and drives long-term growth.
Overview
13
13
years of professional experience
Work History
Internal Market Consultant
Invesco
Atlanta, GA
05.2024 - Current
- Build and maintain strong, consultative relationships with financial professionals to drive growth in Invesco’s client base and expand overall market share.
- Deliver Invesco’s Total Client Experience (TotalCX) by helping advisors strengthen client engagement, enhance practice efficiency, and optimize portfolio construction.
- Promote and position Invesco’s mutual funds, ETFs, SMAs, and models through structured sales calls, tailored communication materials, and data-driven investment analysis.
- Partner with internal teams and external wholesalers to develop and execute strategic, analytics-based territory business plans that deepen relationships and uncover new sales opportunities.
Compliance Officer
Angel Oak Capital Advisors
Atlanta, GA
11.2021 - 07.2023
- Provided real time advice and guidance to the fixed income trading desk, operations and sales team on compliance policies, procedures and regulatory requirements.
- Provided day-to-day advisory and transactional guidance with respect to all trade monitoring issues. Review current business practices against specific regulatory requirements to ensure that any discrepancies are proactively identified and addressed.
- Managed the completion of the quarterly filing of Form PF for Angel Oaks private funds, ensuring compliance with SEC regulations and avoiding potential penalties.
- Conducted annual compliance training and monthly communications monitoring for all registered representatives ensuring adherence to regulations and policies. Including monitoring all new guidance on communications review from any third parties.
Mutual Fund Compliance Administrator, Officer
U.S. Bank Global Fund Services
Milwaukee, WI
09.2014 - 11.2021
- Worked as the main point of contact for the client’s Chief Compliance Officers and Chief Financial Officers Providing solutions for various requests and maintains strong relationships with Clients.
- Responsible for compliance monitoring and reporting for mutual funds, fixed income, hedge funds, and exchange-traded fund (ETF) clients.
- Effectively gathered all fund-services launch materials for three (3) trust companies and 20+ multi-class mutual funds, and ETFs.
- Established procedures and trained other US Bank administrators on the ETF dividend distribution process. The procedures are intended to be used by all administrators in US Bank global fund services.
Common Trust Fund Accountant I
BMO Harris
Milwaukee, WI
06.2013 - 08.2014
- Successfully prepared annual reports and roll-forward schedules consistently free from errors.
- Ensured accuracy of fund valuations & fund accounting activity to minimize contingent liability.
Education
Bachelor of Science - Business Administration in Finance, Economics
Marquette University
Milwaukee, WI05-2013
Skills
Portfolio Construction
Data analytics
Sales strategy
Forecasting and reporting
Performance tracking
Teamwork
Decision-making
Risk management
Timeline
Internal Market Consultant
Invesco
05.2024 - Current
Compliance Officer
Angel Oak Capital Advisors
11.2021 - 07.2023
Mutual Fund Compliance Administrator, Officer
U.S. Bank Global Fund Services
09.2014 - 11.2021
Common Trust Fund Accountant I
BMO Harris
06.2013 - 08.2014
Bachelor of Science - Business Administration in Finance, Economics
Marquette University